July 27, 2015 09:40pm • FAQs • Kathy Ashe

Using electronic signatures for NCCP documents

QED Risk Services had several enquiries recently from brokers about using electronic signatures, in particular DocuSign, for NCCP documents and loan documents*.

The Electronic Transactions Act that was passed in 2000 in Australia, establishes the ge...

April 27, 2015 09:40pm • FAQs • Bobby Woon - Compliance Consultant QED Risk Services

Broker Referral Fees: Referring clients to a lender when you cannot assist them

Scenario: A client approaches the broker for a potential loan. The broker performs an initial analysis based on the information provided by client and makes the assessment that they cannot assist the client as the loan is deemed to be unsuitable ...